14 Compliance jobs

Who We Are: Okcoin is one of the world’s largest and fastest growing cryptocurrency exchanges. We help millions of people buy and sell bitcoin, and over 30 other crypto assets every day — but our work is a whole lot more than that. We’re building an inclusive future of finance, one that opens new opportunities to learn financial literacy, store value, and build wealth for everyone. Ready to help the next billion people experience the future of finance with us? Come on board. We have offices in San Francisco, Miami, Malta, Hong Kong, Singapore and Japan. T he Fraud Investigator is responsible to investigate cases that have been identified through our monitoring systems for potential money laundering, terrorist financing, Bank Secrecy Act violations and other fraud related issues such as wire, ACH or card fraud. This individual must have payments fraud investigation experience.  Job Functions In this role, you’ll get to: Complete comprehensive investigations...

Description As our Counsel, you will be managing the company contracts, legal issues, and compliance. You will work with our different departments to advise on legal direction, risks, and solutions. In this role, you will also be dealing with technical and financial products and should feel comfortable with technical concepts. What will you do? Negotiating, writing, and executing agreements and contracts on behalf of the company Offering counsel on a variety of legal and compliance issues Advising executives within the company and working alongside other departments within the company Advising on contract status, legal risks, and the legal liabilities associated with different deals Researching and anticipating unique legal issues that could impact the company Reviewing advertising and marketing materials to ensure that they are in compliance with legal requirements What excites us about you? You have a law degree from a recognized university You have...

Who We Are  Okcoin is one of the world’s largest and fastest growing cryptocurrency exchanges. We help millions of people buy and sell bitcoin, and over 20 other crypto assets every day — but our work is a whole lot more than that. We’re building an inclusive future of finance, one that opens new opportunities to learn financial literacy, store value, and build wealth for everyone. Ready to help the next billion people experience the future of finance with us? Come on board. We have offices in San Francisco, Malta, Hong Kong, Singapore, Japan, and Korea, but we believe in you working wherever you work best.  About the Team The Risk & Compliance function at OKCoin is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk. We’re also deeply committed to moving the needle on risk and compliance standards for the crypto industry,...

Anchorage Digital was founded in 2017 to advance institutional participation in digital assets. Anchorage Digital began as the leader in digital asset custody, solving private key security, and expanded its offerings to make every form of institutional participation as seamless as possible though Lending, Trading, Financing, Staking, and Governance, all integrated with secure, regulated custody. Today, Anchorage Digital brings the best of modern security engineering to institutional custody and banking. Anchorage Digital Bank received the first federal banking charter for a digital bank and converted prior to converting from its South Dakota trust charter in January 2021 and has raised more than $137 million since its January 2021 Series C from leading investors including GIC, Singapore’s sovereign wealth fund, Andreessen Horowitz, Blockchain Capital, Lux, and Indico. Its advisors include Stanley Druckenmiller, Kevin Warsh, Max Levchin, and Elad Gil. As a newly approved...

Anchorage Digital was founded in 2017 to advance institutional participation in digital assets. Anchorage Digital began as the leader in digital asset custody, solving private key security, and expanded its offerings to make every form of institutional participation as seamless as possible though Lending, Trading, Financing, Staking, and Governance, all integrated with secure, regulated custody. Today, Anchorage Digital brings the best of modern security engineering to institutional custody and banking. Anchorage Digital Bank received the first federal banking charter for a digital bank and converted prior to converting from its South Dakota trust charter in January 2021 and has raised more than $137 million since its January 2021 Series C from leading investors including GIC, Singapore’s sovereign wealth fund, Andreessen Horowitz, Blockchain Capital, Lux, and Indico. Its advisors include Stanley Druckenmiller, Kevin Warsh, Max Levchin, and Elad Gil. As a newly approved...

About the role You'll be joining the Crypto Facilities team to provide Information Security support and advice across the London-based cryptocurrency futures and indices businesses, as well as becoming an extension of the global (and world-class) Kraken IT and Security  team.Reporting  to the CEO, Crypto Facilities, you'll be the security focused member of a 5-6 FTE DevSecOps team, and will be expected to contribute and learn across the full cloud engineering stack, in addition to deputising for the CISO when it comes to business affairs. You will be (or will become) a "T-shaped" individual with enormous potential to further your career in the burgeoning DevSecOps domain, with the guidance of industry leaders in Security and Infrastructure Engineering, and alongside a mature team of true polyglots, talented microservices developers, infrastructure engineers and SREs. Requirements -Technical Code or script in at least one modern application development or utility...

About Crypto Facilities Kraken completed the acquisition of Crypto Facilities in February 2019, and this group entity is now a world-leading, regulated cryptocurrency derivatives trading platform (MTF). A pioneer in the industry, the firm was the first regulated entity to list futures on Bitcoin, Ethereum, Ripple XRP, Litecoin and Bitcoin Cash and is looking to expand its product offering. Members value the high integrity, low latency marketplace that Crypto Facilities provides under the regulatory supervision of the UK’s Financial Conduct Authority.  Overview of the role As Compliance and Monitoring Officer, you will be responsible for reporting, monitoring and implementing policies that ensure the company is meeting its regulatory requirements. You should be diligent with a keen attention to detail and a track record of seeing tasks/projects through to conclusion. The ideal candidate should have experience working in monitoring, have experience working at an MTF or other...

About the Role This role will lead our compliance with Data Privacy regulations globally and serve as the designated DPO in all jurisdictions, as required.  Candidate must communicate effectively with members from all levels of the company to educate, guide, and inform of our obligations to protect customer information.  The successful individual will also engage in any "event" where privacy may have been violated and take an active role to ensure that our disclosure and reporting requirements are fulfilled. Responsibilities Develop, implement, and maintain a data privacy program in accordance with GDPR and other relevant international data protection regulations Ensure proper registration with Data Privacy authorities for all Kraken subsidiaries globally Inform, advise and issue recommendations to the company regarding data privacy and protection compliance Actively collaborate and coordinate with all stakeholders in the event of a data breach or other incident...

About the Role Do you love solving puzzles and catching bad guys? Do you get upset when you hear stories of innocent people getting scammed out of their life savings? Do you monitor the market and wonder why prices rapidly move? Ever dream of starring in your very own detective show? Well, we may not have a production crew on hand, but a job as an investigator in the Trade Surveillance Team may be for you! This role meshes your love for all things crypto, your desire for a vibrant ecosystem that supports every poop-coin, protection of the Kraken mothership (and it's customers) on it's way to the moon, and maybe even help catch a bad guy (or gal) along the way! Responsibilities Monitor Market Surveillance (Spot and Futures) via the Market Surveillance Platform (Scila). Act as a subject matter expert in the performance of Market Surveillance across a range of financial products. Have intermediate knowledge of regulatory requirements, including MiFIID II, MAR and US...

BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. In 2020, BitGo launched Prime Trading and Lending, as well as BitGo Portfolio and Tax, providing clients with a full-stack solution for digital assets. In 2018, it launched BitGo Trust Company, the first qualified custodian purpose-built for storing digital assets. BitGo processes over 20% of all global Bitcoin transactions, and supports over 250 coins and tokens. BitGo’s customer base includes the world's largest cryptocurrency exchanges and institutional investors and spans more than 50 countries. BitGo is backed by Goldman Sachs, Craft Ventures, Digital Currency Group, DRW, Galaxy Digital Ventures, Redpoint Ventures, and Valor Equity Partners. RESPONSIBILITIES Responsible for the development, implementation and administration of the Bank Secrecy Act Compliance Program. Report directly to the CCO and the Board of Directors, and...

About the Role Kraken is expanding our rapidly growing compliance team comprised of talented and motivated individuals. We are looking for a capable compliance associate to join the team of motivated financial/technology professionals and work with our teams worldwide, and be part of the expert global compliance group. Kraken is looking for an experienced Compliance Associate with the demonstrated ability to conduct customer risk assessments and monitoring of high-risk customers. The ideal candidate will possess excellent oral and written communication skills. They should have experience with international know your customer (KYC) requirements, customer onboarding, and customer risk assessments. The ideal candidate will be self-motivated with a strong background in international compliance standards. The candidate should be able to thrive in a fast-paced environment and be able to communicate effectively between multiple teams in the organization. Committed to the...

About the role We’re building a new type of regulated bank institution to service both digital assets and traditional financial services. This role will be responsible for the bank’s overall compliance program, related regulatory supervision, and advising on relevant business risks. Responsibilities Create and control the compliance program: Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence with relevant laws, regulations, rules, and guidance Put in place all components necessary to effectively administer the program and ensure appropriate oversight, including its policies, procedures, processes, controls, systems, operations, personnel, training, testing, and reporting Act as the bank’s Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Officer, Office of Foreign Assets Control/Counter-Terrorist Financing (OFAC/CTF) Officer, and Consumer Compliance...

Responsibilities Manage and maintain all aspects of the sanctions program in accordance with applicable laws, regulations, regulatory guidance and expectations, as well as the Kraken policies and procedures. Oversee a team of compliance personnel dedicated to Kraken’s sanctions program Assist with the company’s annual sanctions risk assessment Continued assessment and maintenance of the watchlist screening tools Identify areas of risk and work with various departments to identify control gaps, provide remediation and work on implementation. Prepare periodic MIS reports for Senior Management. Prepare regulatory reporting such as OFAC Annual Blocked Property Report, OFAC Block Reports, OFAC Reject Reports and Voluntary Self Disclosures. Coordinate and provide materials for internal and external audits and examinations. Participate in special projects in support of global sanctions compliance. Development and implement action plans for remediation items....