9 Compliance jobs

What is BlockFi? BlockFi’s mission is to provide liquidity, transparency and efficiency to digital financial markets by creating products that meet the needs of consumers and corporations across the globe. We build bridges between traditional finance and digital markets that enable growth for all participants. About the Team and Role We’re looking for Investigations Analysts to join our Compliance Investigations Team. Conduct investigations of fiat and virtual currency Transaction Monitoring Alerts to determine whether such activity warrants further investigation Review customer name and transaction screening alerts for connections to sanctions, PEPs or adverse media Prepare answers and materials to subpoenas and 314(a)/(b) requests Conduct client outreach to gather additional information regarding their activities Balance numerous projects, queues and priorities in a fast-paced environment Participate in ad-hoc remediation or business specific...

About the role You'll be joining the Crypto Facilities team to provide Information Security support and advice across the London-based cryptocurrency futures and indices businesses, as well as becoming an extension of the global (and world-class) Kraken IT and Security  team.Reporting  to the CEO, Crypto Facilities, you'll be the security focused member of a 5-6 FTE DevSecOps team, and will be expected to contribute and learn across the full cloud engineering stack, in addition to deputising for the CISO when it comes to business affairs. You will be (or will become) a "T-shaped" individual with enormous potential to further your career in the burgeoning DevSecOps domain, with the guidance of industry leaders in Security and Infrastructure Engineering, and alongside a mature team of true polyglots, talented microservices developers, infrastructure engineers and SREs. Requirements -Technical Code or script in at least one modern application development or utility...

About Crypto Facilities Kraken completed the acquisition of Crypto Facilities in February 2019, and this group entity is now a world-leading, regulated cryptocurrency derivatives trading platform (MTF). A pioneer in the industry, the firm was the first regulated entity to list futures on Bitcoin, Ethereum, Ripple XRP, Litecoin and Bitcoin Cash and is looking to expand its product offering. Members value the high integrity, low latency marketplace that Crypto Facilities provides under the regulatory supervision of the UK’s Financial Conduct Authority.  Overview of the role As Compliance and Monitoring Officer, you will be responsible for reporting, monitoring and implementing policies that ensure the company is meeting its regulatory requirements. You should be diligent with a keen attention to detail and a track record of seeing tasks/projects through to conclusion. The ideal candidate should have experience working in monitoring, have experience working at an MTF or other...

About the Role This role will lead our compliance with Data Privacy regulations globally and serve as the designated DPO in all jurisdictions, as required.  Candidate must communicate effectively with members from all levels of the company to educate, guide, and inform of our obligations to protect customer information.  The successful individual will also engage in any "event" where privacy may have been violated and take an active role to ensure that our disclosure and reporting requirements are fulfilled. Responsibilities Develop, implement, and maintain a data privacy program in accordance with GDPR and other relevant international data protection regulations Ensure proper registration with Data Privacy authorities for all Kraken subsidiaries globally Inform, advise and issue recommendations to the company regarding data privacy and protection compliance Actively collaborate and coordinate with all stakeholders in the event of a data breach or other incident...

About the Role Do you love solving puzzles and catching bad guys? Do you get upset when you hear stories of innocent people getting scammed out of their life savings? Do you monitor the market and wonder why prices rapidly move? Ever dream of starring in your very own detective show? Well, we may not have a production crew on hand, but a job as an investigator in the Trade Surveillance Team may be for you! This role meshes your love for all things crypto, your desire for a vibrant ecosystem that supports every poop-coin, protection of the Kraken mothership (and it's customers) on it's way to the moon, and maybe even help catch a bad guy (or gal) along the way! Responsibilities Monitor Market Surveillance (Spot and Futures) via the Market Surveillance Platform (Scila). Act as a subject matter expert in the performance of Market Surveillance across a range of financial products. Have intermediate knowledge of regulatory requirements, including MiFIID II, MAR and US...

BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. In 2020, BitGo launched Prime Trading and Lending, as well as BitGo Portfolio and Tax, providing clients with a full-stack solution for digital assets. In 2018, it launched BitGo Trust Company, the first qualified custodian purpose-built for storing digital assets. BitGo processes over 20% of all global Bitcoin transactions, and supports over 250 coins and tokens. BitGo’s customer base includes the world's largest cryptocurrency exchanges and institutional investors and spans more than 50 countries. BitGo is backed by Goldman Sachs, Craft Ventures, Digital Currency Group, DRW, Galaxy Digital Ventures, Redpoint Ventures, and Valor Equity Partners. RESPONSIBILITIES Responsible for the development, implementation and administration of the Bank Secrecy Act Compliance Program. Report directly to the CCO and the Board of Directors, and...

About the Role Kraken is expanding our rapidly growing compliance team comprised of talented and motivated individuals. We are looking for a capable compliance associate to join the team of motivated financial/technology professionals and work with our teams worldwide, and be part of the expert global compliance group. Kraken is looking for an experienced Compliance Associate with the demonstrated ability to conduct customer risk assessments and monitoring of high-risk customers. The ideal candidate will possess excellent oral and written communication skills. They should have experience with international know your customer (KYC) requirements, customer onboarding, and customer risk assessments. The ideal candidate will be self-motivated with a strong background in international compliance standards. The candidate should be able to thrive in a fast-paced environment and be able to communicate effectively between multiple teams in the organization. Committed to the...

About the role We’re building a new type of regulated bank institution to service both digital assets and traditional financial services. This role will be responsible for the bank’s overall compliance program, related regulatory supervision, and advising on relevant business risks. Responsibilities Create and control the compliance program: Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence with relevant laws, regulations, rules, and guidance Put in place all components necessary to effectively administer the program and ensure appropriate oversight, including its policies, procedures, processes, controls, systems, operations, personnel, training, testing, and reporting Act as the bank’s Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Officer, Office of Foreign Assets Control/Counter-Terrorist Financing (OFAC/CTF) Officer, and Consumer Compliance...

Responsibilities Manage and maintain all aspects of the sanctions program in accordance with applicable laws, regulations, regulatory guidance and expectations, as well as the Kraken policies and procedures. Oversee a team of compliance personnel dedicated to Kraken’s sanctions program Assist with the company’s annual sanctions risk assessment Continued assessment and maintenance of the watchlist screening tools Identify areas of risk and work with various departments to identify control gaps, provide remediation and work on implementation. Prepare periodic MIS reports for Senior Management. Prepare regulatory reporting such as OFAC Annual Blocked Property Report, OFAC Block Reports, OFAC Reject Reports and Voluntary Self Disclosures. Coordinate and provide materials for internal and external audits and examinations. Participate in special projects in support of global sanctions compliance. Development and implement action plans for remediation items....